FILE A CLAIM

Pursuant to the Court's Order Preliminarily Approving Settlement and Providing for Notice, dated March 8, 2024, Settlement Class Members who wish to participate in the Settlement shall complete and submit the Proof of Claim and Release ("Proof of Claim") in accordance with the instructions contained therein. To obtain a copy of the Proof of Claim, click here. The deadline to submit a timely Proof of Claim is July 30, 2024.

You may submit your Proof of Claim using any one of the following methods. Each method is described below, with links to the requirements for each submission. Your submitted Proof of Claim will include a certification under penalty of perjury that your Proof of Claim is accurate and complete.

Whichever submission method you choose, you are required to provide documentation to support your claimed transactions. Please remember to provide supporting documentation of all transactions listed on your Proof of Claim. In the event that you submit your Proof of Claim online, you must retain confirmation of such filing.

If you fail to execute and submit a timely, properly completed and addressed Proof of Claim, your claim may be rejected and you may be precluded from any recovery from the Net Settlement Fund.

SUBMIT YOUR CLAIM FORM ONLINE

To submit a Proof of Claim online, you must complete the online Proof of Claim found here. It is estimated that this process will take approximately thirty (30) minutes, though it may take longer if you have a large number of transactions. Once you begin the online claim submission process, you will not be able to save and return to your session. Your session will time out after one (1) hour and you will not be able to return to the claims filing process. Please have all necessary information available and be prepared to complete the process at one time. Required documentation must be uploaded in PDF format only. In order to be timely, your Proof of Claim must be submitted online by July 30, 2024.

SUBMIT YOUR CLAIM FORM BY MAIL

To submit a Proof of Claim by mail, complete and sign the Claim Form in its entirety, with all required supporting documentation and mail it, postmarked no later than July 30, 2024, to the Claims Administrator at:

Prudential Securities Settlement
Claims Administrator
c/o Gilardi & Co. LLC
P.O. Box 301135
Los Angeles, CA 90030-1135